ANBIMA XML (types 5 and 401)

Overview

QI CTVM generates the portfolio position files in the ANBIMA standard from the fund's portfolio composition. There are two models, delivered as independent files:

Model	Standard	Description
xml_5_by_composition	ANBIMA 5.0 Position File (ISO 20022, semt.003.001.04)	Portfolio position in an ISO 20022 structure, with the identification of the administrator, manager and custodian, position by asset, payables and receivables.
xml_401_by_composition	ANBIMA 4.01 Position File	Portfolio position in the 4.01 layout, with the fund header and blocks by asset class.

Which one is "the ANBIMA XML"

When people talk about the ANBIMA XML in everyday work, the file in question is the xml_5_by_composition — version 5.0 of the position file. The xml_401_by_composition is the previous version of the same standard, still required by some consumers.

What you need to provide

Variable	Required	Description
fund_class_key	yes	Identifier of the fund class the file is generated for.
reference_date	yes	Reference date of the position, in the YYYY-MM-DD format.
type_fund_code_anbima	no	Code of the fund type in the ANBIMA table. When omitted, it is derived from the fund registration. A code outside the list of valid ones makes the generation fail.
issuance_serie_key	no (XML 401 only)	Restricts the file to a single issuance series. Without it, all the series of the class enter the file.

File Structure

Attribute	Value
Format	XML
Encoding	UTF-8
Naming	{short_fund_name}_xml_5_by_composition_{YYYY-MM-DD}.xml and {short_fund_name}_xml_401_by_composition_{YYYY-MM-DD}.xml

Both files are generated from a portfolio composition already closed on the reference date — confirmed or awaiting confirmation. Before assembling the file, the service reconciles the position: the sum of the assets, plus the receivables, minus the payables, must reconcile with the net worth reported by the issuance series. When it does not reconcile, the file is not generated.

How to receive them

There are two ways, which can be used together:

1. In the fund's delivery routine, along with the other reports — see how the reports are delivered. Just ask the integration team to include the xml_5_by_composition and/or xml_401_by_composition models in the delivery configuration.
2. On demand, through the API, with the composition report download route:

ENDPOINT

/composition/fund_class/{fund_class_key}/report

METHOD

POST

Request Body

{
    "composition_type": "final_quota",
    "report_type": "xml_5_by_composition",
    "reference_date": "2026-07-29"
}

The response returns the file in base64, in the document_b64 field. The portfolio must be in the confirmed status for the download to be possible. Details in Portfolio - Download the Portfolio.

Content of the type 5 file

The file has the PosicaoAtivosCarteira root element and is divided into two parts:

• AppHdr — message header: sending administrator (name and CNPJ), recipient fund, message identifier, layout version (semt.003.001.04), service (Arquivo de Posicao 5.0) and generation date/time.
• Document / SctiesBalAcctgRpt — body of the position:

Element	Content
Pgntn	Pagination of the file.
StmtGnlDtls	General data of the statement: composition date, frequency and update type.
AcctOwnr	CNPJ of the administrator (account owner).
AcctSvcr	CNPJ of the manager.
SfkpgAcct	CNPJ and name of the custodian.
BalForAcct	Fund class and issuance series, with ISIN, number of quotas, quota value, total value of the assets, and the breakdown of payables (PAYA) and receivables (RECE).
SubAcctDtls	One entry per asset of the portfolio: public securities, private securities, debentures, fund quotas, credit rights, swaps, real estate and cash accounts.
AcctBaseCcyTtlAmts	Total net worth of the fund.

The payables are classified with the ISO codes corresponding to the nature of the expense — ADMF (administration fee), MANF (management), PERF (performance), CETI (CETIP), REGF (CVM), ANBI (ANBIMA), AUDT (audit), SELC (SELIC), CUST (custody), LEGA (services) — or OTHR for the others.

Content of the type 401 file

The file has the arquivoposicao_4_01 root element, with a fundo element that brings together:

Block	Content
header	ISIN, CNPJ and name of the fund, position date, administrator, manager and custodian, quota value and number of quotas, net worth, value of the assets, receivables and payables, ANBIMA fund type.
titpublico	One block per public security, with the SELIC code, dates, quantities, unit prices, index and financial value.
titprivado	One block per private security that is not a debenture.
debenture	One block per debenture.
swap	One block per swap contract, with asset and liability values.
cotas	One block per invested fund quota, with ISIN, CNPJ of the fund, quantity and unit price.
caixa	Balance of the cash accounts.
despesas	Administration and performance fees of the fund.
outrasdespesas	Other provisioned expenses.
provisao	Provisions established, with date and value.
fidc	Total financial value of the credit rights of the portfolio.

Blocks without a position on the date are not included in the file.