Send Investor Document

---

Introduction

This resource aims to upload the investor's mandatory documents.

Input / Output:

As input, the document in base64, document type, and file extension must be sent.

As output, a document_key will be provided that identifies the sent document.

Attention

This endpoint must be called multiple times, once for each mandatory document. The mandatory documents vary according to the investor type (natural person or legal person) and investor category (retail, qualified or professional).

Request

ENDPOINT

/investor_registry/v2/investor/{investor_key}/investor_analysis/{investor_analysis_key}/document

MÉTODO

POST

STATUS

201

Request body

Example: Identification Document - Natural Person (CNH)

Request Body

{
    "type": "cnh",
    "document_b64": "base64_encoded_document_content",
    "file_extension": "pdf",
    "document_data": {
        "document_type": "CNH",
        "issuer_entity": "DETRAN"
    }
}

Example: Identification Document - Natural Person (RG)

Request Body - Frente

{
    "type": "rg_front",
    "document_b64": "base64_encoded_document_content",
    "file_extension": "pdf",
    "document_data": {
        "document_type": "RG",
        "issuer_entity": "SSP",
        "document_number": "20.932.206-8"
    }
}

Request Body - Verso

{
    "type": "rg_back",
    "document_b64": "base64_encoded_document_content",
    "file_extension": "pdf"
}

Example: CNPJ Card - Legal Person

Request Body

{
    "type": "cnpj_card",
    "document_b64": "base64_encoded_document_content",
    "file_extension": "pdf",
    "document_data": {
        "document_type": "CNPJ",
        "issuer_entity": "RFB"
    }
}

Example: Financial Statements - Legal Person

Request Body

{
    "type": "financial_statements",
    "document_b64": "base64_encoded_document_content",
    "file_extension": "pdf"
}

Example: Proof of Residence

Request Body

{
    "type": "proof_of_residence",
    "document_b64": "base64_encoded_document_content",
    "file_extension": "pdf"
}

Body params

Field	Type	Description	Characters	Required
type	string	Identification document type	1 - 50	Yes
document_b64	string	Base 64 of the document	-	Yes
file_extension	string	File extension (pdf, png, jpeg)	1 - 10	Yes
document_data	object	Object containing the document identification information	-	No

Document Type

Enumerator	Description	Supported Extensions
cnh	CNH	pdf, jpeg
rg	RG	pdf, jpeg
rg_back	Back of RG	pdf, jpeg
rg_front	Front of RG	pdf, jpeg
proof_of_residence	Proof of residence	pdf, jpeg
cnpj_card	CNPJ Card	pdf, jpeg
social_contract	Social Contract	pdf, jpeg
company_statute	Company Statute	pdf, jpeg
board_election_record	Board Election Minutes	pdf, jpeg
financial_statements	Financial Statements	pdf, jpeg
investor_qualification_proof	Qualification Proof	pdf, jpeg
power_of_attorney	Power of Attorney	pdf, jpeg
billing_statement	Bill/Statement	pdf, jpeg
fund_prospectus	Investment Fund Bylaws	pdf, jpeg

Mandatory Documents

Natural Person

Document	Description	Required For
cnh or (rg_front + rg_back) or rg	Investor identification document	All natural person investors
proof_of_residence	Proof of residence	All natural person investors

Legal Person - Regular

Document	Description	Required For
financial_statements	Company financial statements	All
social_contract	Company social contract	When applicable
company_statute	Company statute	When applicable
board_of_election_records	Election minutes	When applicable
investor_qualification_proof	Proof of qualification as qualified investor	Qualified investor

Legal Person - Investment Fund

Document	Description	Required For
cnpj_card	Document proving the fund's existence	All
financial_statements	Financial statements	All
fund_prospectus	Investment Fund Bylaws	All

Response

Response Body

{
    "document_key": "UUID"
}